Echelon Capital, LLC (“Echelon,” “we,” “our,” or “us”) respects your privacy and is committed to protecting the confidentiality and security of personal information obtained through our website, business activities, and professional relationships.
This Privacy Policy describes how we collect, use, share, and safeguard information obtained through our website and in connection with our business operations.
Information We Collect
We may collect personal information directly from you, automatically through your use of our website, or from third parties and service providers.
The types of information we may collect include:
- Name, email address, telephone number, and mailing address;
- Company or employment information;
- Information submitted through contact forms or inquiries;
- Investor or transaction-related information;
- Browser type, device information, IP address, and website usage information;
- Cookies and analytics information; and
- Other information voluntarily provided to us.
How We Use Information
We may use collected information to:
- Respond to inquiries and communications;
- Provide information regarding our services;
- Evaluate potential business opportunities or transactions;
- Maintain and improve website functionality and security;
- Comply with legal and regulatory obligations;
- Detect and prevent fraud or unauthorized activity;
- Conduct analytics regarding website usage; and
- Protect the rights, property, and security of the Firm and its users.
Cookies and Website Analytics
Our website may use cookies, tracking technologies, and analytics tools to improve website functionality and understand how visitors interact with the site.
These technologies may collect information such as:
- IP address;
- Browser type;
- Operating system;
- Pages visited;
- Time spent on the website; and
- Referral source information.
Most web browsers permit users to modify cookie settings. Disabling cookies may impact website functionality.
Sharing of Information
Echelon does not sell personal information.
We may share information with:
- Service providers supporting our business operations, technology infrastructure, cybersecurity, or website administration;
- Regulatory authorities or governmental agencies where required by law;
- Professional advisors, including legal or compliance consultants;
- Transaction counterparties or business partners in connection with legitimate business activities; and
- Other parties as permitted or required by applicable law or regulation.
Service providers maintaining information on behalf of the Firm are expected to maintain appropriate confidentiality and security protections.
Protection of Information
The Firm maintains administrative, technical, and physical safeguards reasonably designed to protect personal information from unauthorized access, misuse, alteration, or disclosure.
These safeguards may include:
- Secure access controls;
- Encryption technologies;
- Cybersecurity monitoring;
- Vendor oversight procedures;
- Employee training; and
- Incident response procedures.
While we strive to protect personal information, no method of internet transmission or electronic storage can be guaranteed to be completely secure.
Regulation S-P and Financial Information
Certain information collected by Echelon in connection with securities-related activities may constitute nonpublic personal information protected under the Gramm-Leach-Bliley Act (“GLBA”) and SEC Regulation S-P.
The Firm maintains policies and procedures reasonably designed to safeguard customer information and respond to cybersecurity incidents in accordance with applicable federal securities laws and regulations.
Additional information regarding the Firm’s handling of customer financial information is available in the Firm’s Customer Privacy Notice.
California Privacy Rights
If you are a California resident, certain personal information may be protected under the California Consumer Privacy Act (“CCPA”), as amended by the California Privacy Rights Act (“CPRA”).
Certain information processed by Echelon may be exempt from portions of the CCPA/CPRA where such information is collected, processed, sold, or disclosed pursuant to federal financial privacy laws, including the Gramm-Leach-Bliley Act and Regulation S-P.
Subject to applicable exemptions and legal obligations, California residents may have rights relating to access, correction, or deletion of certain personal information.
California privacy requests may be submitted using the contact information listed below.
Third-Party Links
This website may contain links to external websites or third-party content. Echelon is not responsible for the privacy practices, content, or security of third-party websites.
Users should review the privacy policies of external websites before providing personal information.
Retention of Information
The Firm retains information in accordance with applicable legal, regulatory, operational, and business requirements, including SEC and FINRA record retention obligations where applicable.
Changes to This Privacy Policy
Echelon reserves the right to modify or update this Privacy Policy at any time. Changes will become effective upon posting to the Firm’s website unless otherwise required by law.
Contact Information
Questions regarding this Privacy Policy or requests relating to privacy rights may be directed to:
Chief Compliance Officer
Echelon Capital, LLC
Updated: May 27, 2026